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J•••• W•••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

J•••• W•••••• O••••

Advisor at J•••••• A••••••• G••••• L••

Covington, KY

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Search this name across graphsid dfx:ria:b62bf51f-8efc-cd27-3c79-eac5c76788a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 29, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• A••••••• G••••• L••	Independent wealth	Dec 6, 2024	n/a	yes	Covington, KY	Current employment
C•••••• I•••••• G••••	Former SEC adviser	Aug 20, 2015	Feb 3, 2020	no	COVINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I•••••• G••••	J•••••• A••••••• G••••• L••	Feb 3, 2020	Dec 6, 2024	1,768	Firm change after gap	RIA to RIA
B••• I••••••••• S•••••••• I•••	C•••••• I•••••• G••••	Aug 4, 2015	Aug 20, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
168868:171919:KY:2020-02-03	Feb 3, 2020	Dec 6, 2024	COVINGTON, KY	Firm change after gap
105644:33856:KY:2015-06-18	Jun 19, 2015	Jun 19, 2015	FLORENCE, KY	Firm change

Relationships

Registered with (5)

→ J•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Dec 6, 2024 to presentfactForm ADV
→ C•••••• I•••••• G••••Registered adviserregistration: previous registration
Aug 20, 2015 to Feb 3, 2020factForm ADV
→ B••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 19, 2015 to Aug 4, 2015factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b62bf51f-8efc-cd27-3c79-eac5c76788a9
First observed: Feb 29, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.