DFX Intelligence

T••••••• J•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

T••••••• J•••• B••••

Advisor at U••••• C•••••• F•••••••• A•••••••

BETTENDORF, IA

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Search this name across graphsid dfx:ria:b62d9046-5e90-2e48-6c7b-c0d9f4a11b54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• C•••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Mar 29, 2019	n/a	yes	BETTENDORF, IA	Current employment
L•••••• L•••• L••	n/a	Aug 3, 2010	Mar 1, 2012	no	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• I••••••••• L•••••	L•••••• L•••• L••	Mar 29, 2019	Aug 3, 2010	-3,160	Firm change after gap	Other
L•••••• L•••• L••	U••••• C•••••• F•••••••• A•••••••	Mar 1, 2012	Mar 29, 2019

Relationships

Registered with (3)

→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: current employment
Mar 29, 2019 to presentfactForm ADV
→ I••••••• I••••••••• L•••••Registered adviserregistration: previous registration
Mar 31, 2009 to Mar 29, 2019factForm ADV
→ L•••••• L•••• L••Registered adviserregistration: previous registration
Aug 3, 2010 to Mar 1, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b62d9046-5e90-2e48-6c7b-c0d9f4a11b54
First observed: Oct 22, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.