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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

IRONGATE INTERNATIONAL, L.L.C.

CRD 119818

MOLINE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd5fa5d2-5b12-db8a-f97c-bdf44274547f

Data as of Mar 8, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2012 to Mar 8, 2019
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $276MItem 5.F on the latest filing (2019-03-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $210M
Private client RAUM: $272MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 114
Individual clients: 39
High net worth clients: 73
Custody, client assets: $68.0M
SEC number: 801-67328
CRD: 119818
Filings on the tape: 17
First filed: Mar 13, 2012
Latest filed: Mar 8, 2019
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKER, THEODORE, JASON	PRINCIPAL, CHIEF INVESTMENT OFFICER	A	yes	01/2018	Mar 13, 2012	Mar 8, 2019
CARPITA, ANTHONY, CARMEN	PRINCIPAL, CHIEF COMPLIANCE OFFICER	B	yes	03/2014	Dec 6, 2012	Mar 8, 2019
JOHNSON, TAIT, GARRETT WILLIAM	Principal	B	yes	01/2015	Mar 30, 2015	Mar 8, 2019
TRIMBLE, PATRICK, EDWARD	MANAGING MEMBER, PRINCIPAL	D	yes	08/2001	Mar 13, 2012	Mar 8, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 8, 2019	$276M	$210M	10	4	2	n/a	n/a
2017	Mar 11, 2018	$291M	$210M	9	4	2	n/a	n/a
2016	Feb 28, 2017	$204M	$123M	9	4	n/a	n/a	n/a
2015	Mar 21, 2016	$190M	$121M	10	4	n/a	n/a	n/a
2014	Apr 23, 2015	$168M	$98.9M	9	5	n/a	n/a	n/a
2013	Mar 5, 2014	$446M	$222M	9	5	n/a	n/a	n/a
2012	Mar 6, 2013	$380M	$217M	8	6	n/a	n/a	n/a
2011	Mar 13, 2012	$361M	$136M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$276M	$291M	-5.2%	$190M	13.4%	10	9	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UNITED CAPITAL FINANCIAL ADVISORS	2	Mar 29, 2019	Mar 29, 2019	MOLINE, IL	Team lift out	RIA to RIA	66.7%

Relationships

Controls (4)

← TRIMBLE, PATRICK, EDWARDOwnerMANAGING MEMBER, PRINCIPAL, ownership code D, individual
Mar 13, 2012 to presentfactForm ADV
← CARPITA, ANTHONY, CARMENOwnerPRINCIPAL, CHIEF COMPLIANCE OFFICER, ownership code B, individual
Dec 6, 2012 to presentfactForm ADV
← BAKER, THEODORE, JASONOwnerPRINCIPAL, CHIEF INVESTMENT OFFICER, ownership code A, individual
Mar 13, 2012 to presentfactForm ADV
← JOHNSON, TAIT, GARRETT WILLIAMOwnerPRINCIPAL, ownership code B, individual
Mar 30, 2015 to presentfactForm ADV

Moved with (1)

→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviser2 advisors, team lift out, same day
Mar 29, 2019 to Mar 29, 2019factForm ADV

Registered with (4)

← ANTHONY C CARPITAAdvisorregistration: previous registration
Apr 17, 2012 to Mar 29, 2019factForm ADV
← THEODORE Jason BAKERAdvisorregistration: previous registration
Mar 31, 2009 to Mar 29, 2019factForm ADV
← RIAN DANA WATERMANAdvisorregistration: previous registration
Mar 17, 2018 to Mar 29, 2019factForm ADV
← MARK MARION GRYWACHESKIAdvisorregistration: previous registration
Feb 9, 2015 to Dec 7, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd5fa5d2-5b12-db8a-f97c-bdf44274547f
First observed: Mar 13, 2012
Last observed: Mar 8, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IRONGATE INTERNATIONAL, L.L.C.

CRD 119818

MOLINE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd5fa5d2-5b12-db8a-f97c-bdf44274547f

Data as of Mar 8, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKER, THEODORE, JASON

PRINCIPAL, CHIEF INVESTMENT OFFICER

yes

01/2018

Mar 13, 2012

Mar 8, 2019

CARPITA, ANTHONY, CARMEN

PRINCIPAL, CHIEF COMPLIANCE OFFICER

yes

03/2014

Dec 6, 2012

Mar 8, 2019

JOHNSON, TAIT, GARRETT WILLIAM

Principal

yes

01/2015

Mar 30, 2015

Mar 8, 2019

TRIMBLE, PATRICK, EDWARD

MANAGING MEMBER, PRINCIPAL

yes

08/2001

Mar 13, 2012

Mar 8, 2019

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 8, 2019

$276M

$210M

n/a

2017

Mar 11, 2018

$291M

$210M

n/a

2016

Feb 28, 2017

$204M

$123M

n/a

2015

Mar 21, 2016

$190M

$121M

n/a

2014

Apr 23, 2015

$168M

$98.9M

n/a

2013

Mar 5, 2014

$446M

$222M

n/a

2012

Mar 6, 2013

$380M

$217M

n/a

2011

Mar 13, 2012

$361M

$136M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$276M

$291M

-5.2%

$190M

13.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UNITED CAPITAL FINANCIAL ADVISORS

Mar 29, 2019

MOLINE, IL

Team lift out

RIA to RIA

66.7%