DFX Intelligence

D••••• R••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

D••••• R••••• C••••••••

Advisor at T••••••• A•••• M••••••••• L••

Minneapolis, MN

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Search this name across graphsid dfx:ria:b6353bc7-f179-4458-9263-9436bd58f6e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• A•••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• A•••• M••••••••• L••	Asset manager	Jun 25, 2019	n/a	yes	Minneapolis, MN	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Sep 2, 2010	Jun 13, 2019	no	MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	T••••••• A•••• M••••••••• L••	Jun 13, 2019	Jun 25, 2019	12	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:137751:MN:2019-06-13	Jun 13, 2019	Jun 25, 2019	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (2)

→ T••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jun 25, 2019 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 2, 2010 to Jun 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6353bc7-f179-4458-9263-9436bd58f6e0
First observed: Sep 2, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.