DFX Intelligence

M••••• M•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

M••••• M•••••• G••••••

Advisor at I•••••• W••••• A•••••••

DALLAS, TX | Saint Louis, MO

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Search this name across graphsid dfx:ria:b63609a6-a1cb-f336-ee1f-4ecc6274be53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• W••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 2, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• W••••• A•••••••	State registered	Jan 12, 2017	n/a	yes	Saint Louis, MO\|DALLAS, TX	Current employment
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Mar 2, 2011	Oct 31, 2016	no	SAINT LOUIS, MO\|HAZELWOOD, MO\|HAZELWOOD, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••••• C••••••••• I•••	I•••••• W••••• A•••••••	Oct 31, 2016	Jan 12, 2017	73	Firm change	Other
N•• E•••••• S••••••••• C•••••••••	F•••• H•••••••• C••••••••• I•••	Feb 25, 2011	Mar 2, 2011

Relationships

Registered with (4)

→ I•••••• W••••• A•••••••Registered adviserregistration: current employment
Jan 12, 2017 to presentfactForm ADV
→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2011 to Oct 31, 2016factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 20, 2010 to Feb 25, 2011factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b63609a6-a1cb-f336-ee1f-4ecc6274be53
First observed: Jul 7, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.