RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• M•••••• G••••••
- I•••••• W••••• A••••••• state registered currentsince Jan 12, 2017 · Saint Louis, Mo
- F•••• H•••••••• C••••••••• I••• BD affiliatedMar 2, 2011 to Oct 31, 2016 · Saint Louis, Mo
- N•• E•••••• S••••••••• C••••••••• formerJul 20, 2010 to Feb 25, 2011 · St. Louis, Mo
- E••••• J•••• national BDJul 7, 2010 to Jul 20, 2010 · Florissant, Mo
- F•••• H•••••••• C••••••••• I••• to I•••••• W••••• A•••••••left Oct 31, 2016, registered Jan 12, 2017 (73 days) · Other
- N•• E•••••• S••••••••• C••••••••• to F•••• H•••••••• C••••••••• I•••left Feb 25, 2011, registered Mar 2, 2011 (5 days) · Other
- E••••• J•••• to N•• E•••••• S••••••••• C•••••••••left Jul 20, 2010, registered Jul 20, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address