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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JANIS LYNN WALDMAN-COOPER

Advisor at LPL FINANCIAL LLC

LEONARDO, NJ | RED BANK, NJ

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Search this name across graphsid dfx:ria:b63b29db-aa81-8c9a-62b6-9cb6dee19c78

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 20, 1999 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 7
Exams: S63|S65
First exam: Feb 18, 1998
First registration: Oct 20, 1999
Dual registered: yes, broker-dealer
Other names: JANIS LYNN COOPER|JANIS LYNN WALDMANCOOPER
IAPD individual key: 2980345

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2025	n/a	yes	LEONARDO, NJ\|RED BANK, NJ	Current employment
IC ADVISORY SERVICES, INC.	Former SEC adviser	May 2, 2018	Mar 6, 2025	no	RED BANK, NJ\|BEDMINSTER, NJ\|RED BANK, NJ	Previous registration
WORLD ADVISORY SERVICES	Former SEC adviser	Mar 6, 2012	May 17, 2018	no	WALL, NJ\|RED BANK, NJ\|RED BANK, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 6, 2009	Mar 6, 2012	no	RED BANK, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 23, 2005	Feb 24, 2009	no	REDBANK, NJ\|RED BANK, NJ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 20, 1999	Jul 18, 2005	no	CORTE MADERA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IC ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
WORLD ADVISORY SERVICES	IC ADVISORY SERVICES, INC.	May 17, 2018	May 2, 2018	-15	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	WORLD ADVISORY SERVICES	Mar 6, 2012	Mar 6, 2012	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Feb 24, 2009	Feb 6, 2009	-18	Firm change	Wirehouse to wirehouse
CHARLES SCHWAB & CO., INC.	UBS FINANCIAL SERVICES INC.	Jul 18, 2005	Aug 23, 2005	36	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
20626:140190:NJ:2018-05-16	May 17, 2018	May 2, 2018	RED BANK, NJ	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 2, 2018 to Mar 6, 2025factForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 6, 2012 to May 17, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 6, 2009 to Mar 6, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 23, 2005 to Feb 24, 2009factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 20, 1999 to Jul 18, 2005factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 15, 2026
Janis Lynn Waldman-Cooper added a TX registration at Lpl Financial Llc