DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Janis Lynn Waldman-Cooper

LPL Financial LLCBD affiliatedLeonardo, Nj dual registrantIAPD 2980345

Feed of 09/16/2026

Also filed as Janis Lynn Cooper

At current firm

1 y

since Mar 6, 2025

In the industry

28 y

since Feb 18, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Mar 6, 2025 · Leonardo, Nj
Ic Advisory Services, Inc. former
May 2, 2018 to Mar 6, 2025 · Red Bank, Nj
World Advisory Services former
Mar 6, 2012 to May 17, 2018 · Wall, Nj
Wells Fargo Advisors wirehouse
Feb 6, 2009 to Mar 6, 2012 · Red Bank, Nj
UBS Financial Services Inc. wirehouse
Aug 23, 2005 to Feb 24, 2009 · Redbank, Nj
Charles Schwab & Co., Inc. national BD
Oct 20, 1999 to Jul 18, 2005 · Corte Madera, Ca

Moves

a registration end followed by a registration begin elsewhere

Ic Advisory Services, Inc. to LPL Financial LLC
left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
World Advisory Services to Ic Advisory Services, Inc.
left May 17, 2018, registered May 2, 2018 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
Wells Fargo Advisors to World Advisory Services
left Mar 6, 2012, registered Mar 6, 2012 (0 days) · Other
UBS Financial Services Inc. to Wells Fargo Advisors
left Feb 24, 2009, registered Feb 6, 2009 (-18 days) · Wirehouse to wirehouse
Charles Schwab & Co., Inc. to UBS Financial Services Inc.
left Jul 18, 2005, registered Aug 23, 2005 (36 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Janis Lynn Waldman-Cooper added a TX registration at Lpl Financial Llc
Sep 15, 2026 · New state registration · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address