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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

BRENDAN DANIEL SHEEHAN

Advisor at LPL FINANCIAL LLC

MARLBOROUGH, MA | MEDFIELD, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 19, 2001
First registration: Jan 7, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4446896

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	n/a	yes	MEDFIELD, MA\|MARLBOROUGH, MA	Current employment
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Aug 9, 2013	Dec 6, 2017	no	WESTBOROUGH, MA\|LOS ANGELES, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 25, 2009	Aug 20, 2013	no	WESTBOROUGH, MA\|WESTBOROUGH, MA\|QUINCY, MA\|WESTBOROUGH, MA	Previous registration
MINTZ LEVIN FINANCIAL ADVISORS LLC	Former SEC adviser	Sep 11, 2007	Jul 14, 2008	no	BOSTON, MA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jan 3, 2007	Mar 28, 2007	no	BRAINTREE, MA	Previous registration
SHEEHAN GORELIK LLC	n/a	Mar 21, 2006	Dec 3, 2008	no	CARLISLE, MA	Previous registration
FFP ADVISORY SERVICES INC	n/a	Jul 23, 2003	Jan 3, 2007	no	BRAINTREE, MA	Previous registration
SHEEHAN ELDER PLANNING, INC.	n/a	Apr 14, 2003	Oct 30, 2003	no	BRAINTREE, MA	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Jan 7, 2003	Jul 18, 2003	no	BRAINTREE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Dec 6, 2017	Nov 29, 2017	-7	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Aug 20, 2013	Aug 9, 2013	-11	Firm change	Other
SHEEHAN GORELIK LLC	FIRST ALLIED ADVISORY SERVICES, INC.	Dec 3, 2008	Jan 3, 2007	-700	Firm change after gap	Other
MINTZ LEVIN FINANCIAL ADVISORS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 14, 2008	Feb 25, 2009	226	Firm change	Other
FIRST ALLIED ADVISORY SERVICES, INC.	MINTZ LEVIN FINANCIAL ADVISORS LLC	Mar 28, 2007	Sep 11, 2007	167	Firm change	Other
FFP ADVISORY SERVICES INC	SHEEHAN GORELIK LLC	Jan 3, 2007	Mar 21, 2006	-288	Firm change after gap	Other
SHEEHAN ELDER PLANNING, INC.	FFP ADVISORY SERVICES INC	Oct 30, 2003	Jul 23, 2003	-99	Firm change after gap	Other
EASTERN POINT ADVISORS INC.	SHEEHAN ELDER PLANNING, INC.	Jul 18, 2003	Apr 14, 2003	-95	Firm change after gap	Other

Relationships

Registered with (9)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Aug 9, 2013 to Dec 6, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 25, 2009 to Aug 20, 2013factForm ADV
→ SHEEHAN GORELIK LLCRegistered adviserregistration: previous registration
Mar 21, 2006 to Dec 3, 2008factForm ADV
→ MINTZ LEVIN FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Sep 11, 2007 to Jul 14, 2008factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2007 to Mar 28, 2007factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Jul 23, 2003 to Jan 3, 2007factForm ADV
→ SHEEHAN ELDER PLANNING, INC.Registered adviserregistration: previous registration
Apr 14, 2003 to Oct 30, 2003factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Jan 7, 2003 to Jul 18, 2003factForm ADV

Dated events

No dated event names this entity yet.