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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MATTHEW MICHAEL BARKER

Advisor at MORGAN STANLEY

Palo Alto, CA

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Search this name across graphsid dfx:ria:b65f45c7-628b-35e9-ec81-56b41210b55f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 23, 2005
First registration: Jun 27, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4689669

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Mar 3, 2014	n/a	yes	Palo Alto, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Oct 17, 2007	Mar 4, 2014	no	SAN FRANCISCO, CA\|REDWOOD CITY, CA\|DALY CITY, CA\|PALO ALTO, CA\|SAN FRANCISCO, CA\|SAN LEANDRO, CA\|PALO ALTO, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Oct 11, 2006	Oct 12, 2007	no	SAN FRANCISCO, CA\|SOUTH SAN FRANCISCO, CA\|DALY CITY, CA\|SAN FRANCISCO, CA	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jun 27, 2005	Oct 27, 2006	no	SARASOTA, FL\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Mar 4, 2014	Mar 3, 2014	-1	Firm change	Wirehouse to wirehouse
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	WELLS FARGO ADVISORS	Oct 12, 2007	Oct 17, 2007	5	Firm change	Other
INVESTORS CAPITAL ADVISORY	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Oct 27, 2006	Oct 11, 2006	-16	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Mar 3, 2014 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 17, 2007 to Mar 4, 2014factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Oct 11, 2006 to Oct 12, 2007factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jun 27, 2005 to Oct 27, 2006factForm ADV

Dated events

No dated event names this entity yet.