DFX Intelligence

K•••••• H• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)15 years in industry

K•••••• H• L••••••

Advisor at N••••••• T•••• I••••••••• I•••••••••

New York, NY | CHICAGO, IL

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Search this name across graphsid dfx:ria:b6605e9a-3f72-75e0-3b5f-ccfa76a52b06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• I••••••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 27, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Nov 5, 2024	n/a	yes	New York, NY\|CHICAGO, IL	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	Apr 11, 2023	Aug 3, 2023	no	PRINCETON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	N••••••• T•••• I••••••••• I•••••••••	Aug 3, 2023	Nov 5, 2024	460	Firm change after gap	Other
C••••••• M••••••••• I••••••••• A•••••••• L••	B•••••••• I••••••••• M••••••••• L••	Mar 14, 2011

Relationships

Registered with (3)

→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: current employment
Nov 5, 2024 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 11, 2023 to Aug 3, 2023factForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2010 to Mar 14, 2011factForm ADV

Dated events

Occurred
Aug 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6605e9a-3f72-75e0-3b5f-ccfa76a52b06
First observed: Oct 27, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.