RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• H• L••••••
- N••••••• T•••• I••••••••• I••••••••• asset manager currentsince Nov 5, 2024 · New York, Ny
- B•••••••• I••••••••• M••••••••• L•• asset managerApr 11, 2023 to Aug 3, 2023 · Princeton, Nj
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerOct 27, 2010 to Mar 14, 2011 · New York, Ny
- B•••••••• I••••••••• M••••••••• L•• to N••••••• T•••• I••••••••• I•••••••••left Aug 3, 2023, registered Nov 5, 2024 (460 days) · Other
- C••••••• M••••••••• I••••••••• A•••••••• L•• to B•••••••• I••••••••• M••••••••• L••left Mar 14, 2011, registered Apr 11, 2023 (4411 days) · Other
- K•••••• H• L•••••• left B•••••••• I••••••••• M••••••••• L•• for N••••••• T•••• I••••••••• I••••••••• (registered 2024-11-05)Aug 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address