DFX Intelligence

Data Factory

E• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

E• A••••••• L••

CRD 312124

CONSHOHOCKEN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b66250d3-c59b-7e1f-132c-5d127beb96b7

Data as of Jun 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Jan 2, 2021 to Jun 2, 2021
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

E• A••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $864MItem 5.F on the latest filing (2021-06-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $623M
Private client RAUM: $756MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••••••• L••	Member	D	yes	08/2010	Jan 2, 2021	Jun 2, 2021
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	Member	E	yes	11/2020	Jan 2, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	n/a	Former SEC adviser	$1.3B	Y	no	n/a
E••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Merchantville	Nj	United States	1	no
Iselin	Nj	United States	0	no

Relationships

Affiliated with (1)

→ E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••Registered adviserother investment adviser, control
factForm ADV

Controls (4)

← E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Jan 2, 2021 to presentfactForm ADV
← P••••••••• S••••• M••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 2, 2021 to presentfactForm ADV
← S•••••••• M•••• L•Owner

Dated events

Occurred
Jan 2, 2021
First Form ADV filing
E• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b66250d3-c59b-7e1f-132c-5d127beb96b7
First observed: Jan 2, 2021
Last observed: Jun 2, 2021 64 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.