DFX Intelligence

J••••• M• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J••••• M• M••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BOSTON, MA

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Search this name across graphsid dfx:ria:b663f8b2-e9a4-98a1-4df8-c2311c20b9c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 15, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 13, 2013	n/a	yes	BOSTON, MA	Current employment
T••••• W••••• P••••••• L••	Former SEC adviser	Sep 2, 2005	Jun 6, 2008	no	BOSTON, MA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• W••••• P••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 6, 2008	Mar 13, 2013	1,741	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••••• W••••• P••••••• L••	Oct 10, 2005

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 15, 1998 to Oct 10, 2005factForm ADV
→ T••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Sep 2, 2005 to Jun 6, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b663f8b2-e9a4-98a1-4df8-c2311c20b9c0
First observed: Jul 15, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.