DFX Intelligence

N••••••• J••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

N••••••• J••••• S•••

Advisor at C••••••• I••••••••• M••••••••• L••

WINDHAM, NH

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Search this name across graphsid dfx:ria:b665138d-4929-468d-f7d4-15871685a190

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• I••••••••• M••••••••• L••	Independent wealth	Oct 18, 2018	n/a	yes	WINDHAM, NH	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Dec 9, 2010	Mar 1, 2017	no	Chestnut Hill, MA\|Burlington, MA\|Washington, DC\|Bedford, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	C••••••• I••••••••• M••••••••• L••	Mar 1, 2017	Oct 18, 2018	596	Firm change after gap	Ibd to RIA
F•••••••• W••• G••••	C•••••• S••••• • C••• I•••	Nov 11, 2010	Dec 9, 2010

Relationships

Registered with (5)

→ C••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Oct 18, 2018 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 9, 2010 to Mar 1, 2017factForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Jun 9, 2010 to Nov 11, 2010factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b665138d-4929-468d-f7d4-15871685a190
First observed: Jan 1, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.