This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0

Regulatory AUM

$282MItem 5.F on the latest filing (2026-09-15); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$272M

Private client RAUM

$281MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$70.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,832

Individual clients

339

High net worth clients

69

SEC number

801-120732

CRD

313235

Filings on the tape

28

First filed

Mar 8, 2021

Latest filed

Sep 15, 2026

Organised

Limited Liability Company, WA

• Occurred

  Jun 8, 2026
  Advisor changed firm

  James W Green left Fortitude Financial Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-07-08)

  Form ADVobserved 6 days ago
• Occurred

  Mar 8, 2021
  First Form ADV filing

  Fortitude Financial Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b67754f1-7d2d-c1a4-5807-5d7ac70d4c08

First observed

Mar 8, 2021

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.