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Advisor at FORTITUDE FINANCIAL LLC
SPOKANE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FORTITUDE FINANCIAL LLC | Independent wealth | Aug 24, 2021 | n/a | yes | SPOKANE, WA | Current employment |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | Nov 17, 2015 | Jul 16, 2021 | no | Spokane, WA|OLYMPIA, WA | Previous registration |
| WADDELL & REED | Former SEC adviser | Oct 31, 2013 | Nov 4, 2015 | no | SPOKANE, WA|SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | FORTITUDE FINANCIAL LLC | Jul 16, 2021 | Aug 24, 2021 | 39 | Firm change | RIA to RIA |
| WADDELL & REED | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Nov 4, 2015 | Nov 17, 2015 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151298:313235:WA:2021-07-16 | Jul 16, 2021 | Aug 24, 2021 | OLYMPIA, WA | Firm change |
| 866:151298:WA:2015-11-04 | Nov 4, 2015 | Nov 17, 2015 | SPOKANE, WA | Firm change |