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Advisor at J.P. MORGAN SECURITIES LLC
NEW YORK, NY | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | NEW YORK, NY|New York, NY|NEW YORK, NY | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 30, 2010 | Oct 1, 2012 | no | NEW YORK, NY | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | May 1, 2009 | Dec 1, 2010 | no | Florham Park, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 25, 2005 | Dec 22, 2008 | no | SUMMIT, NJ|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CHASE INVESTMENT SERVICES CORP. | Dec 1, 2010 | Nov 30, 2010 | -1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Dec 22, 2008 | May 1, 2009 | 130 | Firm change | Other |