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Advisor at LPL FINANCIAL LLC
GONZALES, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 29, 2025 | n/a | yes | GONZALES, TX | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 19, 2017 | Sep 4, 2025 | no | AUSTIN, TX|AUSTIN, TX|Gonzales, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 23, 1983 | May 22, 2017 | no | AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | LPL FINANCIAL LLC | Sep 4, 2025 | Aug 29, 2025 | -6 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | May 22, 2017 | May 19, 2017 | -3 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:705:TX:2017-05-22 | May 22, 2017 | May 19, 2017 | AUSTIN, TX | Firm change |