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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

OAK ASSOCIATES LTD

CRD 108874

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b68dfb5e-3704-4c08-2fe0-d2d657479457

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Mar 6, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.05 fund_share=0.87 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.8BItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $84.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 5%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $592Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 56
High net worth clients: 28
SEC number: 801-23632
CIK: 836372
CRD: 108874
Filings on the tape: 25
First filed: Mar 30, 2012
Latest filed: Mar 6, 2026
Organised: Limited Liability Company, OH
Website: oakltd.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARGARET LYNN BALLINGER	n/a	AKRON, OH	26	30	n/a	no
JEFFREY BUTLER TRAVIS	Chartered Financial Analyst	AKRON, OH	4	20	2	no
ROBERT DONALD STIMPSON	Chartered Financial Analyst	AKRON, OH	4	30	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALLINGER, MARGARET, LYNN	PRESIDENT / MANAGING MEMBER / CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	C	yes	01/1996	Mar 30, 2012	Oct 22, 2024
STIMPSON, ROBERT, DONALD	MANAGING MEMBER / CHIEF INVESTMENT OFFICER	D	yes	01/2019	Mar 29, 2019	Oct 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$1.8B	$1.8B	8	3	0	n/a	n/a
2024	Mar 17, 2025	$1.7B	$1.7B	8	3	0	n/a	n/a
2023	Mar 26, 2024	$1.5B	$1.5B	9	3	0	n/a	n/a
2022	Mar 29, 2023	$1.3B	$1.3B	9	3	0	n/a	n/a
2021	Mar 23, 2022	$2.1B	$2.1B	10	3	0	n/a	n/a
2020	Mar 16, 2021	$1.8B	$1.8B	11	3	0	n/a	n/a
2019	Mar 25, 2020	$1.9B	$1.9B	14	4	0	n/a	n/a
2018	Mar 29, 2019	$1.5B	$1.5B	13	3	0	n/a	n/a
2017	Mar 30, 2018	$1.6B	$1.6B	13	3	0	n/a	n/a
2016	Mar 13, 2017	$1.1B	$1.1B	13	3	n/a	n/a	n/a
2015	Mar 21, 2016	$932M	$932M	14	3	n/a	n/a	n/a
2014	Mar 26, 2015	$928M	$928M	14	3	n/a	n/a	n/a
2013	Mar 31, 2014	$1.0B	$1.0B	14	3	n/a	n/a	n/a
2012	Mar 26, 2013	$856M	$856M	15	3	n/a	n/a	n/a
2011	Mar 30, 2012	$811M	$811M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.7B	6.7%	$1.3B	9.8%	8	8	0	0

Relationships

Registered with (5)

← ROBERT DONALD STIMPSONAdvisorregistration: current employment
Apr 12, 2022 to presentfactForm ADV
← JEFFREY BUTLER TRAVISAdvisorregistration: current employment
Apr 6, 2022 to presentfactForm ADV
← MARGARET LYNN BALLINGERAdvisorregistration: current employment
Oct 6, 1999 to presentfactForm ADV
← JOHN W MCAULEYAdvisorregistration: previous registration
Nov 5, 2010 to Sep 16, 2011factForm ADV
← DOUGLAS SCOTT MACKAYAdvisorregistration: previous registration
Apr 11, 1996 to Oct 18, 2005factForm ADV

Controls (2)

← STIMPSON, ROBERT, DONALDOwnerMANAGING MEMBER / CHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 29, 2019 to Oct 22, 2024factForm ADV
← BALLINGER, MARGARET, LYNNOwnerPRESIDENT / MANAGING MEMBER / CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 30, 2012 to Oct 22, 2024factForm ADV

Dated events

Occurred
Oct 22, 2024
Control person left
Dravo James Oelschlager (Co-Chief Investment Officer) no longer on Schedule A of Oak Associates Ltd (listed 2024-03-26, absent 2024-10-22)
Form ADVobserved 4 days ago
Occurred
Jan 19, 2024
Control person left
Lynn Carol Zollars (Managing Member / Chief Financial Officer) no longer on Schedule A of Oak Associates Ltd (listed 2023-09-12, absent 2024-01-19)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2023
Regulatory AUM changed
Oak Associates Ltd reported RAUM $1.3B, down 35% from $2.1B (2022-03-23 to 2023-03-29)
Form ADVobserved 4 days ago
$-726M
Occurred
Mar 29, 2019
Control person joined
Donald Robert Stimpson (Co-Chief Investment Officer) appeared on Schedule A of Oak Associates Ltd
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Lynn Carol Zollars (Chief Financial Officer) appeared on Schedule A of Oak Associates Ltd
Form ADVobserved 4 days ago
Occurred
Mar 30, 2018
Regulatory AUM changed
Oak Associates Ltd reported RAUM $1.6B, up 42% from $1.1B (2017-03-13 to 2018-03-30)
Form ADVobserved 4 days ago
$459M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b68dfb5e-3704-4c08-2fe0-d2d657479457
First observed: Mar 30, 2012
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OAK ASSOCIATES LTD

CRD 108874

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b68dfb5e-3704-4c08-2fe0-d2d657479457

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARGARET LYNN BALLINGER

n/a

AKRON, OH

n/a

JEFFREY BUTLER TRAVIS

Chartered Financial Analyst

AKRON, OH

ROBERT DONALD STIMPSON

Chartered Financial Analyst

AKRON, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALLINGER, MARGARET, LYNN

PRESIDENT / MANAGING MEMBER / CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER

yes

01/1996

Mar 30, 2012

Oct 22, 2024

STIMPSON, ROBERT, DONALD

MANAGING MEMBER / CHIEF INVESTMENT OFFICER

yes

01/2019

Mar 29, 2019

Oct 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$1.8B

n/a

2024

Mar 17, 2025

$1.7B

n/a

2023

Mar 26, 2024

$1.5B

n/a

2022

Mar 29, 2023

$1.3B

n/a

2021

Mar 23, 2022

$2.1B

n/a

2020

Mar 16, 2021

$1.8B

n/a

2019

Mar 25, 2020

$1.9B

n/a

2018

Mar 29, 2019

$1.5B

n/a

2017

Mar 30, 2018

$1.6B

n/a

2016

Mar 13, 2017

$1.1B

n/a

2015

Mar 21, 2016

$932M

n/a

2014

Mar 26, 2015

$928M

n/a

2013

Mar 31, 2014

$1.0B

n/a

2012

Mar 26, 2013

$856M

n/a

2011

Mar 30, 2012

$811M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.8B

$1.7B

6.7%

$1.3B

9.8%