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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JOHN W MCAULEY

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Charlotte, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 10
Exams: S65|S63
First exam: Apr 17, 2000
First registration: Aug 28, 2001
Dual registered: yes, broker-dealer
Other names: JOHN W MCAULEY III|JOHN WILLIAM MCAULEY III|JOHN WILLIAM MCAULEY|JOHN W MCAULEY
IAPD individual key: 3188892

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jul 13, 2026	n/a	yes	Charlotte, NC	Current employment
STERLING CAPITAL MANAGEMENT LLC	Other adviser	Apr 16, 2013	Jul 15, 2026	no	CHARLOTTE, NC	Previous registration
OAK ASSOCIATES LTD	Asset manager	Nov 5, 2010	Sep 16, 2011	no	AKRON, OH	Previous registration
WILLIAM BLAIR & COMPANY L.L.C.	Bd affiliated wealth	Oct 19, 2005	Dec 11, 2008	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Apr 12, 2005	Sep 20, 2005	no	BOSTON, MA	Previous registration
COLUMBIA MANAGEMENT ADVISORS, INC.	n/a	Aug 30, 2004	Apr 12, 2005	no	BOSTON, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Nov 18, 2003	Sep 2, 2004	no	RALEIGH, NC	Previous registration
BACAP DISTRIBUTORS, LLC	n/a	Jan 1, 2003	Aug 18, 2003	no	CHARLOTTE, NC	Previous registration
Stephens	Bd affiliated wealth	Aug 28, 2001	Jan 1, 2003	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERLING CAPITAL MANAGEMENT LLC	ROBERT W. BAIRD & CO. INCORPORATED	Jul 15, 2026	Jul 13, 2026	-2	Firm change	Other
OAK ASSOCIATES LTD	STERLING CAPITAL MANAGEMENT LLC	Sep 16, 2011	Apr 16, 2013	578	Firm change after gap	Other
WILLIAM BLAIR & COMPANY L.L.C.	OAK ASSOCIATES LTD	Dec 11, 2008	Nov 5, 2010	694	Firm change after gap	Other
BOFA ADVISORS, LLC	WILLIAM BLAIR & COMPANY L.L.C.	Sep 20, 2005	Oct 19, 2005	29	Firm change	Other
COLUMBIA MANAGEMENT ADVISORS, INC.	BOFA ADVISORS, LLC	Apr 12, 2005	Apr 12, 2005	0	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	COLUMBIA MANAGEMENT ADVISORS, INC.	Sep 2, 2004	Aug 30, 2004	-3	Firm change	Other
BACAP DISTRIBUTORS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 18, 2003	Nov 18, 2003	92	Firm change	Other
Stephens	BACAP DISTRIBUTORS, LLC	Jan 1, 2003	Jan 1, 2003	0	Firm change	Other

Relationships

Registered with (9)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ STERLING CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 16, 2013 to Jul 15, 2026factForm ADV
→ OAK ASSOCIATES LTDRegistered adviserregistration: previous registration
Nov 5, 2010 to Sep 16, 2011factForm ADV
→ WILLIAM BLAIR & COMPANY L.L.C.Registered adviserregistration: previous registration
Oct 19, 2005 to Dec 11, 2008factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 12, 2005 to Sep 20, 2005factForm ADV
→ COLUMBIA MANAGEMENT ADVISORS, INC.Registered adviserregistration: previous registration
Aug 30, 2004 to Apr 12, 2005factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 18, 2003 to Sep 2, 2004factForm ADV
→ BACAP DISTRIBUTORS, LLCRegistered adviserregistration: previous registration
Jan 1, 2003 to Aug 18, 2003factForm ADV
→ STEPHENSRegistered adviserregistration: previous registration
Aug 28, 2001 to Jan 1, 2003factForm ADV

Dated events

Occurred
Jul 15, 2026
Advisor changed firm
John W Mcauley left Sterling Capital Management Llc for Robert W. Baird & Co. Incorporated (registered 2026-07-13)
Form ADVobserved 5 days ago