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Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.
LYNNFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F L PUTNAM INVESTMENT MANAGEMENT CO. | Independent wealth | Dec 11, 2019 | n/a | yes | LYNNFIELD, MA | Current employment |
| SVB WEALTH | Independent wealth | Nov 14, 2014 | Nov 22, 2019 | no | BOSTON, MA | Previous registration |
| BANYAN PARTNERS, LLC | Former SEC adviser | Aug 13, 2013 | Nov 26, 2014 | no | BOSTON, MA | Previous registration |
| SILVER BRIDGE | Former SEC adviser | Aug 10, 2006 | Aug 7, 2013 | no | BOSTON, MA | Previous registration |
| FIDELITY PERSONAL TRUST COMPANY, FSB | n/a | Jul 23, 2004 | May 11, 2006 | no | BOSTON, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jul 2, 1998 | May 11, 2006 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SVB WEALTH | F L PUTNAM INVESTMENT MANAGEMENT CO. | Nov 22, 2019 | Dec 11, 2019 | 19 | Firm change | RIA to RIA |
| BANYAN PARTNERS, LLC | SVB WEALTH | Nov 26, 2014 | Nov 14, 2014 | -12 | Bulk transfer | Other |
| SILVER BRIDGE | BANYAN PARTNERS, LLC | Aug 7, 2013 | Aug 13, 2013 | 6 | Firm change | Other |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL TRUST COMPANY, FSB | May 11, 2006 | Jul 23, 2004 | -657 | Firm change after gap | Other |
| FIDELITY PERSONAL TRUST COMPANY, FSB | SILVER BRIDGE | May 11, 2006 | Aug 10, 2006 | 91 | Firm change | Other |