DFX Intelligence

O••••••• N•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

O••••••• N•

O••••••• N• INC., CRD 285157

MIAMI, FL

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Search this name across graphsid dfx:ria:b69cc3f4-0fc1-4bbb-8ed4-1059d9227474

Data as of Jun 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 1
Observed: Oct 7, 2016 to Jun 22, 2022
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

O••••••• N•

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $517M••• Locked
Discretionary RAUM: $251M
Private client RAUM: $32.1Mderived••• Locked
Private client share: 6%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• C••••••••• M••••••••	CHIEF EXECUTIVE OFFICER	Na	yes	08/2016	Oct 7, 2016	Jun 22, 2022
L•••••••• J•••••• D•••••	Owner	C	yes	07/2004	Oct 7, 2016	Jun 22, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••••• I•••	n/a	n/a	n/a	N	no	n/a
O••••••• A••••••• ••••••• L•••	n/a	n/a	n/a	N	no	n/a
O••••••• F••• M•••••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 11, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$517M	$352M	46.8%	$92.4M	77.5%	12	9	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
O••••••• N•	2	Aug 30, 2022	Sep 20, 2022	MIAMI, FL	Channel change	Other	66.7%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E••••• W••••• A••••••• L••	2	Jul 31, 2020	Aug 10, 2020	COCONUT GROVE, FL	Team lift out	Other	66.7%

Relationships

Controls (3)

← H•••••• C••••••••• M••••••••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Oct 7, 2016 to presentfactForm ADV
← L•••••••• J•••••• D•••••OwnerOWNER, ownership code C, individual
Oct 7, 2016 to presentfactForm ADV
← L•• H•••••• L••OwnerOWNER, ownership code E, foreign entity
Jan 12, 2018 to presentfactForm ADV

Owns (1)

← G••••• G•••••••• M••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Aug 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 11, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$165M
Occurred
Dec 23, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$192M
Occurred
Oct 7, 2016
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b69cc3f4-0fc1-4bbb-8ed4-1059d9227474
First observed: Oct 7, 2016
Last observed: Jun 22, 2022 51 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.