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RIA / WealthAdvisor19 years in industry

ANITA BUSTOS

Advisor at OAC CAPITAL ADVISORS LLC

Cumming, GA

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Search this name across graphsid dfx:ria:cff6be96-6a8c-c71a-be5d-91d2a7d3b37f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAC CAPITAL ADVISORS LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 12, 2007
First registration: Mar 23, 2007
Dual registered: no
IAPD individual key: 4314853

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAC CAPITAL ADVISORS LLC	Other adviser	Mar 19, 2025	n/a	yes	Cumming, GA	Current employment
OCTOGONE NA	Other adviser	Sep 20, 2022	Oct 14, 2024	no	MIAMI, FL	Previous registration
OCTOGONE NA	Former SEC adviser	Aug 10, 2020	Aug 30, 2022	no	MIAMI, FL	Previous registration
EKANTA WEALTH ADVISORS LLC	Mixed wealth	May 7, 2019	Jul 31, 2020	no	MIAMI, FL\|COCONUT GROVE, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Apr 18, 2019	no	Miami, FL	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Mar 23, 2007	May 29, 2007	no	MAIMI, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OCTOGONE NA	OAC CAPITAL ADVISORS LLC	Oct 14, 2024	Mar 19, 2025	156	Firm change	Other
OCTOGONE NA	OCTOGONE NA	Aug 30, 2022	Sep 20, 2022	21	Channel change	Other
EKANTA WEALTH ADVISORS LLC	OCTOGONE NA	Jul 31, 2020	Aug 10, 2020	10	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	EKANTA WEALTH ADVISORS LLC	Apr 18, 2019	May 7, 2019	19	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
285157:322478:FL:2022-08-30	Aug 30, 2022	Sep 20, 2022	MIAMI, FL	Firm change
282031:285157:FL:2020-07-31	Jul 31, 2020	Aug 10, 2020	COCONUT GROVE, FL	Firm change

Relationships

Registered with (6)

→ OAC CAPITAL ADVISORS LLCRegistered adviserregistration: current employment
Mar 19, 2025 to presentfactForm ADV
→ OCTOGONE NARegistered adviserregistration: previous registration
Sep 20, 2022 to Oct 14, 2024factForm ADV
→ OCTOGONE NARegistered adviserregistration: previous registration
Aug 10, 2020 to Aug 30, 2022factForm ADV
→ EKANTA WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
May 7, 2019 to Jul 31, 2020factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Apr 18, 2019factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Mar 23, 2007 to May 29, 2007factForm ADV

Dated events

Occurred
Oct 14, 2024
Advisor changed firm
Anita Bustos left Octogone Na for Oac Capital Advisors Llc (registered 2025-03-19)
Form ADVobserved 5 days ago