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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

ARTHUR GROSSBARD

Advisor at OSAIC INSTITUTIONS, INC.

West Orange, NJ | Jupiter, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6aaf1a0-5078-7fc5-92ee-93b7fc9903df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 3, 1986
First registration: Jul 23, 2002
Dual registered: yes, broker-dealer
Other names: ARTHUR SOLOMON GROSSBARD|ARTIE GROSSBARD
IAPD individual key: 1020971

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 28, 2025	n/a	yes	Jupiter, FL\|West Orange, NJ	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 17, 2020	Aug 12, 2025	no	Jupiter, FL\|Jupiter, FL\|Bethlehem, PA\|Bear, DE\|New Hartford, NY\|Fairport, NY\|New York, NY\|Boca Raton, FL\|West Orange, NJ\|Bethlehem, PA\|Denver, CO\|San Diego, CA\|boca raton, FL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Mar 11, 2004	Jun 19, 2020	no	STOUGHTON, MA\|NEW YORK, NY\|WEST ORANGE, NJ\|NEW YORK, NY\|EAST SYRACUSE, NY\|NEW HARTFORD, NY\|NEWARK, DE\|HIGHTSOWN, NJ\|ORANGEBURG, NY\|SPRING VALLEY, NY\|CATERET, NJ\|NEW HARTFORD, NY\|SHELTON, CT	Previous registration
NEW CENTURY FINANCIAL GROUP, LLC	Former SEC adviser	Jul 23, 2002	Feb 27, 2004	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC INSTITUTIONS, INC.	Aug 12, 2025	Jul 28, 2025	-15	Firm change	Ibd to ibd
OSAIC WEALTH, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 19, 2020	Jun 17, 2020	-2	Firm change	Ibd to ibd
NEW CENTURY FINANCIAL GROUP, LLC	OSAIC WEALTH, INC.	Feb 27, 2004	Mar 11, 2004	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:35371:FL:2025-08-11	Aug 12, 2025	Jul 28, 2025	BOCA RATON, FL	Firm change

Relationships

Registered with (4)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 17, 2020 to Aug 12, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Mar 11, 2004 to Jun 19, 2020factForm ADV
→ NEW CENTURY FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jul 23, 2002 to Feb 27, 2004factForm ADV

Dated events

Occurred
Aug 12, 2025
Advisor changed firm
Arthur Grossbard left Ameriprise Financial Services, Llc for Osaic Institutions, Inc. (registered 2025-07-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6aaf1a0-5078-7fc5-92ee-93b7fc9903df
First observed: Jul 23, 2002
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARTHUR GROSSBARD

Advisor at OSAIC INSTITUTIONS, INC.

West Orange, NJ | Jupiter, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6aaf1a0-5078-7fc5-92ee-93b7fc9903df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

OSAIC INSTITUTIONS, INC.

Bd affiliated wealth

Jul 28, 2025

n/a

yes

Jupiter, FL|West Orange, NJ

Current employment

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Jun 17, 2020

Aug 12, 2025

Previous registration

OSAIC WEALTH, INC.

Bd affiliated wealth

Mar 11, 2004

Jun 19, 2020

Previous registration

NEW CENTURY FINANCIAL GROUP, LLC

Former SEC adviser

Jul 23, 2002

Feb 27, 2004

PRINCETON, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AMERIPRISE FINANCIAL SERVICES, LLC

OSAIC INSTITUTIONS, INC.

Aug 12, 2025

Jul 28, 2025

-15

Firm change

Ibd to ibd

OSAIC WEALTH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Jun 19, 2020

Jun 17, 2020

-2

Firm change

Ibd to ibd

NEW CENTURY FINANCIAL GROUP, LLC

OSAIC WEALTH, INC.

Feb 27, 2004

Mar 11, 2004

Firm change

Other

Team

Left

Joined

From

Kind

6363:35371:FL:2025-08-11

Aug 12, 2025

Jul 28, 2025

BOCA RATON, FL

Firm change