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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL | St. Paul, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 27, 2026 | n/a | yes | St. Paul, MN|ST. PETERSBURG, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 11, 2006 | Jun 29, 2023 | no | LAGUNA NIGUEL, CA|BREA, CA|NEWPORT BEACH, CA|NEWPORT BEACH, CA|NEW YORK, NY|LAGUNA HILLS, CA|LAGUNA NIGUEL, CA|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|LAGUNA NIGUEL, CA|CHARLOTTE, NC|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Jun 29, 2023 | Jul 27, 2026 | 1,124 | Firm change after gap | Wirehouse to ibd |