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Advisor at SHIRAISHI FINANCIAL GROUP ADVISORS
HONOLULU, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHIRAISHI FINANCIAL GROUP ADVISORS | Independent wealth | Feb 25, 2014 | n/a | yes | HONOLULU, HI | Current employment |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | May 17, 2013 | Nov 13, 2014 | no | HONOLULU, HI|HILO, HI|SCOTTSDALE, AZ | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Apr 15, 2013 | May 8, 2013 | no | HONOLULU, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | SHIRAISHI FINANCIAL GROUP ADVISORS | Nov 13, 2014 | Feb 25, 2014 | -261 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | May 8, 2013 | May 17, 2013 | 9 | Firm change | Other |