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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SHIRAISHI FINANCIAL GROUP ADVISORS

SFGA LLC, CRD 168645

HONOLULU, HI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62bd5655-080c-aedc-075c-9f348ae0230c

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Feb 16, 2016 to May 6, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $110MItem 5.F on the latest filing (2026-05-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $107M
Private client RAUM: $110MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $22.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,002
Individual clients: 379
High net worth clients: 79
SEC number: 801-107307
CRD: 168645
Filings on the tape: 17
First filed: Feb 16, 2016
Latest filed: May 6, 2026
Organised: Limited Liability Company, HI
Website: shiraishifinancialgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JASON LLOYD WONG	n/a	HONOLULU, HI	12	28	4	yes
HERBERT SUEKICHI SHIRAISHI	n/a	HONOLULU, HI	12	27	4	yes
KENDALL K.K. KAKUGAWA	n/a	HONOLULU, HI	12	19	3	yes
GRANT TATSURO ARITA	Certified Financial Planner\|Chartered Financial Analyst	HONOLULU, HI	12	20	2	yes
GRAHAM TADAHIKO ENOMOTO	n/a	Hilo, HI \| HONOLULU, HI \| Honolulu, HI	10	19	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHIRAISHI, HERBERT, SUEKICHI	MANAGING MEMBER	E	yes	07/2013	Feb 16, 2016	Mar 1, 2024
ARITA, GRANT, TATSURO	CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Jan 20, 2023	Mar 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SFG, LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Hilo	Hi	United States	5	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 6, 2026	$110M	$107M	6	6	1	n/a	n/a
2024	Feb 5, 2025	$118M	$115M	5	5	1	n/a	n/a
2023	Mar 1, 2024	$125M	$120M	6	6	1	n/a	n/a
2022	Jan 20, 2023	$133M	$127M	6	6	1	n/a	n/a
2021	Feb 22, 2022	$134M	$128M	6	6	1	n/a	n/a
2020	Feb 1, 2021	$131M	$124M	6	6	1	n/a	n/a
2019	Jan 24, 2020	$117M	$112M	6	6	1	n/a	n/a
2018	Jan 25, 2019	$108M	$102M	6	6	2	n/a	n/a
2017	Jan 17, 2018	$118M	$114M	6	6	2	n/a	n/a
2016	Jan 20, 2017	$108M	$104M	6	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$110M	$118M	-6.6%	$133M	-6.0%	5	5	1	1

Relationships

Registered with (7)

← GRAHAM TADAHIKO ENOMOTOAdvisorregistration: current employment
Aug 29, 2016 to presentfactForm ADV
← KENDALL K.K. KAKUGAWAAdvisorregistration: current employment
Feb 25, 2014 to presentfactForm ADV
← GRANT TATSURO ARITAAdvisorregistration: current employment
Feb 25, 2014 to presentfactForm ADV
← HERBERT SUEKICHI SHIRAISHIAdvisorregistration: current employment
Jan 17, 2014 to presentfactForm ADV
← JASON LLOYD WONGAdvisorregistration: current employment
Jan 7, 2014 to presentfactForm ADV
← JOHN H KIMAdvisorregistration: previous registration
May 1, 2025 to Apr 30, 2026factForm ADV
← HANS CAPARAS MEDINAAdvisorregistration: previous registration
Jan 7, 2014 to Jan 17, 2025factForm ADV

Controls (1)

← SHIRAISHI, HERBERT, SUEKICHIOwnerMANAGING MEMBER, ownership code E, individual
Feb 16, 2016 to Mar 1, 2024factForm ADV

Owns (1)

← ARITA, GRANT, TATSUROOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 20, 2023 to Mar 1, 2024factForm ADV

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
John H Kim left Shiraishi Financial Group Advisors for Lpl Financial Llc (registered 2026-05-04)
Form ADVobserved 4 days ago
Occurred
Jan 17, 2025
Advisor changed firm
Hans Caparas Medina left Shiraishi Financial Group Advisors for Cetera Investment Advisers Llc (registered 2025-01-17)
Form ADVobserved 4 days ago
Occurred
Jan 20, 2023
Control person left
Lloyd Jason Wong (Chief Compliance Officer) no longer on Schedule A of Shiraishi Financial Group Advisors (listed 2022-02-22, absent 2023-01-20)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2016
First Form ADV filing
Shiraishi Financial Group Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62bd5655-080c-aedc-075c-9f348ae0230c
First observed: Feb 16, 2016
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHIRAISHI FINANCIAL GROUP ADVISORS

SFGA LLC, CRD 168645

HONOLULU, HI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62bd5655-080c-aedc-075c-9f348ae0230c

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JASON LLOYD WONG

n/a

HONOLULU, HI

yes

HERBERT SUEKICHI SHIRAISHI

n/a

HONOLULU, HI

yes

KENDALL K.K. KAKUGAWA

n/a

HONOLULU, HI

yes

GRANT TATSURO ARITA

Certified Financial Planner|Chartered Financial Analyst

HONOLULU, HI

yes

GRAHAM TADAHIKO ENOMOTO

n/a

Hilo, HI | HONOLULU, HI | Honolulu, HI

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHIRAISHI, HERBERT, SUEKICHI

MANAGING MEMBER

yes

07/2013

Feb 16, 2016

Mar 1, 2024

ARITA, GRANT, TATSURO

CHIEF COMPLIANCE OFFICER

01/2023

Jan 20, 2023

Mar 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SFG, LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Hilo

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 6, 2026

$110M

$107M

n/a

2024

Feb 5, 2025

$118M

$115M

n/a

2023

Mar 1, 2024

$125M

$120M

n/a

2022

Jan 20, 2023

$133M

$127M

n/a

2021

Feb 22, 2022

$134M

$128M

n/a

2020

Feb 1, 2021

$131M

$124M

n/a

2019

Jan 24, 2020

$117M

$112M

n/a

2018

Jan 25, 2019

$108M

$102M

n/a

2017

Jan 17, 2018

$118M

$114M

n/a

2016

Jan 20, 2017

$108M

$104M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$110M

$118M

-6.6%

$133M

-6.0%