This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

R. F. LAFFERTY & CO., INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jul 12, 2014

First registration

Jul 14, 2014

Dual registered

yes, broker-dealer

Other names

JOEL P MATHEWS

IAPD individual key

3246150

• Occurred

  May 5, 2023
  Advisor changed firm

  Joel P Mathews left Hokin Investment Advisors Inc. for R. F. Lafferty & Co., Inc. (registered 2024-10-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b6cae3e1-6a97-1cf5-3c3b-623b3e5c4c45

First observed

Jul 14, 2014

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.