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CRD 2498
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| VAN DREGGE OLMSTEAD | Certified Financial Planner | NEW YORK, NY | Willmington, DE | Chadds Ford, PA | 10 | 45 | 2 | yes |
| ROBERT MATTHEW HACKEL | n/a | Delray Beach, FL | Boca Raton , FL | NEW YORK, NY | 10 | 29 | n/a | yes |
| ATHANASIOS TOMARAS | n/a | NEW YORK, NY | Tampa, FL | 10 | 30 | 6 | yes |
| JANICE ARROTT GINSBURG | n/a | Chadds Ford, PA | NEW YORK, NY | North Wales, PA | 10 | 44 | 2 | yes |
| ROBERT JOSEPH STRAVINSKI | n/a | Potomac Falls, VA | NEW YORK, NY | 10 | 30 | 2 | yes |
| LOUIS JOSEPH CIAVARELLA | n/a | Downington, PA | NEW YORK, NY | Chadds Ford, PA | 10 | 19 | 3 | yes |
| WILLIAM AMBROSE DIPENICE | n/a | NEW YORK, NY | IRVINGTON, NY | 10 | 23 | 2 | yes |
| VICTOR SHAMILOV | n/a | Manalapan, NJ | NEW YORK, NY | 9 | 22 | n/a | yes |
| HOLLY BEGLEY | n/a | South River, NJ | NEW YORK, NY | 8 | 26 | n/a | yes |
| JOHN FREDERICK HEIDENREICH | Chartered Financial Analyst | NEW YORK, NY | Miami Beach, FL | 8 | 45 | n/a | yes |
| James M McCrory | n/a | NEW YORK, NY | Sandy Hook, CT | 4 | 22 | 5 | yes |
| LISA MOYER ROTH | n/a | San Diego, CA | NEW YORK, NY | 3 | 35 | 2 | yes |
| JOEL P MATHEWS | n/a | NEW YORK, NY | Boca Raton, FL | 1 | 26 | 1 | yes |
| ERIC RICHARD BELZ | n/a | NEW YORK, NY | Mongomery, TX | 1 | 18 | n/a | yes |
| DAVID PETER REISS | n/a | Westport, CT | NEW YORK, NY | 1 | 10 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HACKEL, HENRY | PRESIDENT, CHIEF COMPLIANCE OFFICER OF BROKER DEALER | E | yes | 10/1980 | Mar 9, 2016 | Apr 2, 2024 |
| HACKEL, ROBERT MATTHEW | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER OF RIA | Na | yes | 03/2010 | Mar 9, 2016 | Apr 2, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Radnor | Pa | United States | 4 | yes |
| Oldsmar | FL | United States | 2 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 9, 2026 | $130M | $71.0M | 80 | 10 | 1 | n/a | n/a |
| 2024 | Apr 1, 2025 | $153M | $153M | 80 | 10 | 2 | n/a | n/a |
| 2023 | Apr 2, 2024 | $90.9M | $90.9M | 67 | 6 | 2 | n/a | n/a |
| 2022 | Mar 31, 2023 | $34.1M | $34.1M | 16 | 5 | 2 | n/a | n/a |
| 2021 | Mar 28, 2022 | $103M | $103M | 70 | 7 | 2 | n/a | n/a |
| 2020 | Mar 18, 2021 | $96.1M | $96.1M | 70 | 7 | 3 | n/a | n/a |
| 2019 | Apr 29, 2020 | $94.5M | $94.5M | 60 | 7 | 3 | n/a | n/a |
| 2018 | Mar 1, 2019 | $85.5M | $85.5M | 75 | 7 | 3 | n/a | n/a |
| 2017 | Mar 13, 2018 | $118M | $118M | 75 | 7 | 3 | n/a | n/a |
| 2016 | Mar 9, 2017 | $61.5M | $61.5M | 75 | 7 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $130M | $153M | -15.2% | $34.1M | 56.1% | 80 | 80 | 1 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FULCRUM ADVISORY SERVICES, LLC | 2 | Feb 26, 2016 | Apr 1, 2016 | RADNOR, PA | Team lift out | Other | 33.3% |