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Advisor at OPUS FINANCIAL ADVISORS, INC.
STATESVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPUS FINANCIAL ADVISORS, INC. | State registered | Jul 11, 2024 | n/a | yes | STATESVILLE, NC | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | Jun 25, 2024 | no | STATESVILLE, NC|CHAPEL HILL, NC | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Mar 19, 2019 | Nov 3, 2023 | no | CHAPEL HILL, NC | Previous registration |
| MORGAN STANLEY | Wirehouse | Aug 11, 2017 | Apr 1, 2019 | no | CHAPEL HILL, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | OPUS FINANCIAL ADVISORS, INC. | Jun 25, 2024 | Jul 11, 2024 | 16 | Firm change | Ibd to state RIA |
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | Ibd to ibd |
| MORGAN STANLEY | FSC SECURITIES CORPORATION | Apr 1, 2019 | Mar 19, 2019 | -13 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:118742:NC:2024-06-25 | Jun 25, 2024 | Jul 11, 2024 | CHAPEL HILL, NC | Firm change |