DFX Intelligence

D••• R••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

D••• R••••• P•••••

Advisor at G••••• R••••••••• P••••••• L••

Boston, MA | SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6e97cbe-9cde-b4ab-db09-43d40a3948e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Nov 30, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Mar 14, 2021	n/a	yes	Boston, MA\|SAN RAFAEL, CA	Current employment
A•••• P•••••• G••••• I•••	Former SEC adviser	Jun 4, 2019	Mar 30, 2021	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••••• G••••• I•••	G••••• R••••••••• P••••••• L••	Mar 30, 2021	Mar 14, 2021	-16	Channel change	Other
J••• H•••••• P••••••• F•••••••• S•••••••• L••	A•••• P•••••• G••••• I•••	Nov 17, 2017	Jun 4, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
171290:172011:MA:2021-03-30	Mar 30, 2021	Mar 14, 2021	BOSTON, MA	Firm change
468:174433:MA:2016-06-30	Jul 6, 2016	Sep 21, 2016	WESTWOOD, MA	Firm change
109591:468:NY:2015-04-15	Apr 15, 2015	Apr 30, 2015	NEW Y•••, NY	Firm change

Relationships

Registered with (5)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Mar 14, 2021 to presentfactForm ADV
→ A•••• P•••••• G••••• I•••Registered adviserregistration: previous registration
Jun 4, 2019 to Mar 30, 2021factForm ADV
→ J••• H•••••• P••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 21, 2016 to Nov 17, 2017factForm ADV
→ S••••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6e97cbe-9cde-b4ab-db09-43d40a3948e0
First observed: Apr 6, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.