This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WESTERN WEALTH MANAGEMENT LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jul 3, 2014

First registration

Sep 2, 2014

Dual registered

yes, broker-dealer

Other names

KATHERINE PRESTON|KATHERINE SAMANTHA PRESTON|KATIE PRESTON|KATIE HIGBEE|KATIE PRESTON-HIGBEE|KATHERINE HIGBEE

IAPD individual key

6315544

• Occurred

  Dec 8, 2025
  Advisor changed firm

  Katherine Preston left Gps Wealth Strategies Group, Llc for Western Wealth Management Llc (registered 2025-12-01)

  Form ADVobserved 4 days ago
• Occurred

  Mar 25, 2024
  Advisor changed firm

  Katherine Preston left Edward Jones for Gps Wealth Strategies Group, Llc (registered 2024-03-22)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b6ed4e02-21dc-473f-179a-b84092749fc0

First observed

Sep 2, 2014

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.