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Advisor at ASTRA WEALTH MANAGEMENT GROUP
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASTRA WEALTH MANAGEMENT GROUP | Independent wealth | Jun 18, 2026 | n/a | yes | PLANO, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 14, 2016 | Apr 17, 2026 | no | FRISCO, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 25, 2008 | Oct 25, 2016 | no | PLANO, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 16, 2002 | Jul 7, 2008 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ASTRA WEALTH MANAGEMENT GROUP | Apr 17, 2026 | Jun 18, 2026 | 62 | Firm change | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 25, 2016 | Oct 14, 2016 | -11 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Jul 7, 2008 | Jun 25, 2008 | -12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:7691:TX:2016-10-25 | Oct 25, 2016 | Oct 14, 2016 | PLANO, TX | Firm change |