DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

KAY FOWLER KELTON

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Kerrville, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6f088a6-9406-c109-d83b-fd93acefa50f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Aug 2, 1990
First registration: Oct 23, 2002
Dual registered: yes, broker-dealer
Other names: KAY F KELTON|KAY FOWLER KELTON
IAPD individual key: 2049339

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 14, 2020	n/a	yes	Kerrville, TX	Current employment
QUEST CAPITAL MANAGEMENT, INC.	Former SEC adviser	Jul 16, 2007	May 22, 2008	no	DALLAS, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Mar 7, 2006	Apr 13, 2006	no	ADDISON, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 23, 2002	Jan 7, 2005	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUEST CAPITAL MANAGEMENT, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 22, 2008	Sep 14, 2020	4,498	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	QUEST CAPITAL MANAGEMENT, INC.	Apr 13, 2006	Jul 16, 2007	459	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jan 7, 2005	Mar 7, 2006	424	Firm change after gap	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Sep 14, 2020 to presentfactForm ADV
→ QUEST CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 16, 2007 to May 22, 2008factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 7, 2006 to Apr 13, 2006factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 23, 2002 to Jan 7, 2005factForm ADV

Dated events

No dated event names this entity yet.