RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•• F••••• K•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 14, 2020 · Kerrville, Tx
- Q•••• C•••••• M••••••••• I••• formerJul 16, 2007 to May 22, 2008 · Dallas, Tx
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 7, 2006 to Apr 13, 2006 · Addison, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 23, 2002 to Jan 7, 2005 · Dallas, Tx
- Q•••• C•••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 22, 2008, registered Sep 14, 2020 (4498 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to Q•••• C•••••• M••••••••• I•••left Apr 13, 2006, registered Jul 16, 2007 (459 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 7, 2005, registered Mar 7, 2006 (424 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address