DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MATTHEW STEVEN GAER

Advisor at AEGIS CAPITAL CORP.

NEW YORK, NY | BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6f0c804-26e5-1d97-ff78-eb867972699a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AEGIS CAPITAL CORP.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Aug 9, 2001
First registration: May 8, 2006
Dual registered: yes, broker-dealer
Other names: MATT GAER
IAPD individual key: 2301493

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AEGIS CAPITAL CORP.	Bd affiliated wealth	Jul 6, 2021	n/a	yes	NEW YORK, NY\|BOCA RATON, FL	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Feb 1, 2013	Nov 9, 2016	no	FORT LAUDERDALE, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 24, 2011	Feb 1, 2013	no	Ft Lauderdale, FL	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	May 8, 2006	Jan 19, 2011	no	FORT LAUDERDALE, FL\|FT. LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	AEGIS CAPITAL CORP.	Nov 9, 2016	Jul 6, 2021	1,700	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	OPPENHEIMER & CO. INC.	Feb 1, 2013	Feb 1, 2013	0	Firm change	Other
OPPENHEIMER & CO. INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 19, 2011	Jan 24, 2011	5	Firm change	Other

Relationships

Registered with (3)

→ AEGIS CAPITAL CORP.Registered adviserregistration: current employment
Jul 6, 2021 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Feb 1, 2013 to Nov 9, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 24, 2011 to Feb 1, 2013factForm ADV

Dated events

No dated event names this entity yet.