DFX Intelligence

N••••••• R•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

N••••••• R•••• M••••

Advisor at F••• L•• C•••••• M•••••••••

WATERFORD, WI

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Search this name across graphsid dfx:ria:b6f37c74-0b73-38c9-6af8-c2e18a16703f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• L•• C•••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• L•• C•••••• M•••••••••	State registered	Feb 11, 2025	n/a	yes	WATERFORD, WI	Current employment
M•• F•••••••• S•••••••• I•••	Bd affiliated wealth	Mar 19, 2021	Jan 23, 2025	no	KENOSHA, WI\|WATERFORD, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	F••• L•• C•••••• M•••••••••	Jan 23, 2025	Feb 11, 2025	19	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ F••• L•• C•••••• M•••••••••Registered adviserregistration: current employment
Feb 11, 2025 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 19, 2021 to Jan 23, 2025factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
N••••••• R•••• M•••• left M•• F•••••••• S•••••••• I••• for F••• L•• C•••••• M••••••••• (registered 2025-02-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6f37c74-0b73-38c9-6af8-c2e18a16703f
First observed: Mar 19, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.