DFX Intelligence
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Reading the graph
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Advisor at R•••••• F•••••••• G••••
OLHÃO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• F•••••••• G•••• | State registered | Sep 21, 2017 | n/a | yes | OLHÃO | Current employment |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Nov 3, 2004 | Apr 7, 2006 | no | LA CANADA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 1•• G••••• A••••••• I•• | R•••••• F•••••••• G•••• | Apr 7, 2006 | Sep 21, 2017 | 4,185 | Firm change after gap | Other |
| M••• S••••••••• C••••••••• | 1•• G••••• A••••••• I•• | Oct 13, 2004 | Nov 3, 2004 |
| M••• S••••••••• C••••••••• |
| n/a |
| Dec 2, 2003 |
| Oct 13, 2004 |
| no |
| LACANADA, CA |
| Previous registration |
| T•••••• S••••••••• A••••••• C•••• | n/a | Jan 13, 2003 | Dec 2, 2003 | no | LA CANADA, CA | Previous registration |
| 21 |
| Firm change |
| Other |
| T•••••• S••••••••• A••••••• C•••• | M••• S••••••••• C••••••••• | Dec 2, 2003 | Dec 2, 2003 | 0 | Firm change | Other |