RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• A••• Y••••••••
- R•••••• F•••••••• G•••• state registered currentsince Sep 21, 2017 · OlhãO
- 1•• G••••• A••••••• I•• formerNov 3, 2004 to Apr 7, 2006 · La Canada, Ca
- M••• S••••••••• C••••••••• unclassifiedDec 2, 2003 to Oct 13, 2004 · Lacanada, Ca
- T•••••• S••••••••• A••••••• C•••• unclassifiedJan 13, 2003 to Dec 2, 2003 · La Canada, Ca
- 1•• G••••• A••••••• I•• to R•••••• F•••••••• G••••left Apr 7, 2006, registered Sep 21, 2017 (4185 days) · Other
- M••• S••••••••• C••••••••• to 1•• G••••• A••••••• I••left Oct 13, 2004, registered Nov 3, 2004 (21 days) · Other
- T•••••• S••••••••• A••••••• C•••• to M••• S••••••••• C•••••••••left Dec 2, 2003, registered Dec 2, 2003 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address