DFX Intelligence

B•••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

B•••••• C••••••• L••

CRD 170509

CHARLESTON, SC

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Search this name across graphsid dfx:ria:b6fad09f-9614-c27a-0564-3f7b4d4b9f7a

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 3
Observed: Jun 10, 2022 to Jun 16, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

B•••••• C••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

B•••••• C••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

B•••••• C••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $230M••• Locked
Discretionary RAUM: $230M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••• C•••••• F••• V• L•••	Private Equity Fund	$160M	Jun 16, 2026	66	Mar 22, 2022	reported	021-388386
B•••••• C•••••• F••• I•• L•••	Private Equity Fund	$59.7M	Jun 16, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• C••••••••• H••	MANAGER AND CHIEF COMPLIANCE OFFICER	E	yes	04/2009	Jun 10, 2022	Jun 7, 2024
P•••• C••••••••• N•• •• M••••• N••••	CHIEF FINANCIAL OFFICER	Na	yes	06/2018	Jun 10, 2022	Jun 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
B•••••• F••• I•• G•• L••	n/a	n/a	n/a	N	yes	n/a
B•••••• F••• I• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$230M	$218M	5.3%	$187M	7.1%	2	2	0	0

Relationships

Advises (4)

→ B•••••• C•••••• F••• I•• L•••Private fundPrivate Equity Fund, IA
Sep 25, 2018 to presentfactForm ADV
→ B•••••• C•••••• F••• V• L•••Private fundPrivate Equity Fund, IA
Mar 22, 2022 to presentfactForm ADV
→ B•••••• C•••••• F••• I•• L•••Private fundPrivate Equity Fund, IA
Sep 25, 2018 to presentfactForm ADV
→ B•••••• C•••••• F••• I••• L•••

Dated events

Occurred
Jun 16, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$1.6M
Occurred
Jun 10, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6fad09f-9614-c27a-0564-3f7b4d4b9f7a
First observed: Jun 10, 2022
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.