DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• C••••••• L••
Latest filing Jun 16, 2026
First filing on the tape Jun 10, 2022 · 10 filings
SEC status approved since Jul 8, 2022
RAUM
$230M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$230M as of Jun 16, 2026
Mar 3, 2023$187M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 16, 2026
Mar 3, 20230 then
Employees (5.A)2 as of Jun 16, 2026
Mar 3, 20232 then
Private funds3 as of Jun 16, 2026
Mar 3, 20234 then
RAUM +5.3% over the last fiscal year+7.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $76.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $230M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$230M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $230M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• C•••••• F••• V• L••• | Private Equity Fund | $143M | 67 | Mar 22, 2022 |
| B•••••• C•••••• F••• I•• L••• | Private Equity Fund | $60.0M | 65 | Sep 25, 2018 |
| B•••••• C•••••• F••• I••• L••• | Private Equity Fund | $22.2M | 55 | Sep 25, 2018 |
| B•••••• C•••••• F••• I•• L••• | Private Equity Fund | $1.6M | 36 | Sep 25, 2018 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• C••••••••• H•• · Manager And Chief Compliance Officercontrolsince 04/2009 · owns 75% or more
- P•••• C••••••••• N•• •• M••••• N•••• · Chief Financial Officercontrolsince 06/2018 · owns less than 5%
Related persons
Schedule D 7.A
- B•••••• F••• I• G•• L••pooled vehicle sponsorn
- B•••••• F••• I•• G•• L••pooled vehicle sponsorn
- B•••••• F••• I• G•• L••pooled vehicle sponsorn
- B•••••• F••• V• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $230M to $230MMar 10, 2026 to Jun 16, 2026
- Discretionary RAUM · $230M to $230MMar 10, 2026 to Jun 16, 2026
- Pooled vehicle RAUM · $230M to $230MMar 10, 2026 to Jun 16, 2026
- RAUM · $230M to $230MMar 10, 2026 to Jun 16, 2026
- Private funds · 4 to 3Jun 27, 2025 to Mar 10, 2026
- Accounts · 4 to 3Jun 27, 2025 to Mar 10, 2026
- Pooled vehicle clients · 4 to 3Jun 27, 2025 to Mar 10, 2026
- Assets in custody · $226M to $230MJun 27, 2025 to Mar 10, 2026
- Discretionary RAUM · $226M to $230MJun 27, 2025 to Mar 10, 2026
- Pooled vehicle RAUM · $226M to $230MJun 27, 2025 to Mar 10, 2026
- RAUM · $226M to $230MJun 27, 2025 to Mar 10, 2026
- Assets in custody · $0 to $226MMar 11, 2025 to Jun 27, 2025
- Financial planning clients · unset to Mar 11, 2025 to Jun 27, 2025
- Discretionary RAUM · $218M to $226MMar 11, 2025 to Jun 27, 2025
- Pooled vehicle RAUM · $218M to $226MMar 11, 2025 to Jun 27, 2025
- RAUM · $218M to $226MMar 11, 2025 to Jun 27, 2025
- Discretionary RAUM · $226M to $218MJun 7, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $226M to $218MJun 7, 2024 to Mar 11, 2025
- RAUM · $226M to $218MJun 7, 2024 to Mar 11, 2025
- Discretionary RAUM · $200M to $226MMar 15, 2024 to Jun 7, 2024
- Pooled vehicle RAUM · $200M to $226MMar 15, 2024 to Jun 7, 2024
- RAUM · $200M to $226MMar 15, 2024 to Jun 7, 2024
- Discretionary RAUM · $187M to $200MMar 3, 2023 to Mar 15, 2024
- Pooled vehicle RAUM · $187M to $200MMar 3, 2023 to Mar 15, 2024
- RAUM · $187M to $200MMar 3, 2023 to Mar 15, 2024
- Advisory employees · 3 to 2Aug 30, 2022 to Mar 3, 2023
- Employees · 3 to 2Aug 30, 2022 to Mar 3, 2023
- Discretionary RAUM · $200M to $187MAug 30, 2022 to Mar 3, 2023
- Pooled vehicle RAUM · $200M to $187MAug 30, 2022 to Mar 3, 2023
- RAUM · $200M to $187MAug 30, 2022 to Mar 3, 2023
- Private funds · 8 to 4Jun 10, 2022 to Jun 17, 2022
Signals
1 dated events
- B•••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 10, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••••• C••••••• L•• · Private Equityshared crd · organization
- B•••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 843-725-7500reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026