DFX Intelligence

A••••• J•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

A••••• J•••• F••••••

Advisor at A••• W••••• M••••••••• L••

WESTLAKE, OH

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Search this name across graphsid dfx:ria:b6fb60ba-5ef8-0a26-2ccf-f308b1e898ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• W••••• M••••••••• L••	State registered	Mar 19, 2018	n/a	yes	WESTLAKE, OH	Current employment
S•••••••• W••••• M••••••••• I•••	n/a	Jul 17, 2017	Mar 26, 2018	no	WESTLAKE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W••••• M••••••••• I•••	A••• W••••• M••••••••• L••	Mar 26, 2018	Mar 19, 2018	-7	Firm change	Other
H••••• • S••••• A••••••• S••••••• L••	S•••••••• W••••• M••••••••• I•••	Jul 13, 2017	Jul 17, 2017

Relationships

Registered with (6)

→ A••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 19, 2018 to presentfactForm ADV
→ S•••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2017 to Mar 26, 2018factForm ADV
→ H••••• • S••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Mar 14, 2016 to Jul 13, 2017factForm ADV
→ W•••• C•••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6fb60ba-5ef8-0a26-2ccf-f308b1e898ac
First observed: Jan 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.