DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alfred James Feronti
Feed of 09/14/2026
Also filed as Al Feronti
At current firm
8 y
since Mar 19, 2018
In the industry
37 y
since Aug 1, 1989 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Amfg Wealth Management LLC state registered currentsince Mar 19, 2018 · Westlake, Oh
- Sageguard Wealth Management, Inc. unclassifiedJul 17, 2017 to Mar 26, 2018 · Westlake, Oh
- Hazard & Siegel Advisory Services LLC otherMar 14, 2016 to Jul 13, 2017 · Westlake, Oh
- World Capital Advisors, LLC independent RIAJan 16, 2008 to Dec 31, 2010 · Westlake, Oh
- Gwn Securities Inc. BD affiliatedOct 15, 2004 to Jun 1, 2007 · Palm Beach Gardens, Fl
- Brecek & Young Advisors, Inc. formerJan 2, 2002 to Oct 15, 2004 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- Sageguard Wealth Management, Inc. to Amfg Wealth Management LLCleft Mar 26, 2018, registered Mar 19, 2018 (-7 days) · Other
- Hazard & Siegel Advisory Services LLC to Sageguard Wealth Management, Inc.left Jul 13, 2017, registered Jul 17, 2017 (4 days) · Other
- World Capital Advisors, LLC to Hazard & Siegel Advisory Services LLCleft Dec 31, 2010, registered Mar 14, 2016 (1900 days) · Other
- Gwn Securities Inc. to World Capital Advisors, LLCleft Jun 1, 2007, registered Jan 16, 2008 (229 days) · Other
- Brecek & Young Advisors, Inc. to Gwn Securities Inc.left Oct 15, 2004, registered Oct 15, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address