DFX Intelligence

J••••• R•• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

J••••• R•• L••••••

Advisor at M•••• S••••••••• I•••

REDLANDS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b70039fe-4ef5-f599-6ff9-b8de8867ba77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• S••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• S••••••••• I•••	State registered	Nov 4, 2020	n/a	yes	REDLANDS, CA	Current employment
L•••••• F••••••••• I•••	State registered	Jul 16, 2018	Nov 25, 2020	no	REDLANDS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• F••••••••• I•••	M•••• S••••••••• I•••	Nov 25, 2020	Nov 4, 2020	-21	Firm change	Other
L•••••• F••••••••• I•••	L•••••• F••••••••• I•••	Sep 23, 2018	Jul 16, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
147291:291971:CA:2018-09-23	Sep 23, 2018	Jul 16, 2018	REDLANDS, CA	Firm change after gap

Relationships

Registered with (3)

→ M•••• S••••••••• I•••Registered adviserregistration: current employment
Nov 4, 2020 to presentfactForm ADV
→ L•••••• F••••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2018 to Nov 25, 2020factForm ADV
→ L•••••• F••••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2009 to Sep 23, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b70039fe-4ef5-f599-6ff9-b8de8867ba77
First observed: Jan 13, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.