DFX Intelligence

E•••• H••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

E•••• H••••• S•••••

Advisor at L•• F•••••••• L••

LIVINGSTON, NJ

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Search this name across graphsid dfx:ria:b709bc11-76ee-6502-adee-3ce2317b00d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 30, 2023	n/a	yes	LIVINGSTON, NJ	Current employment
P•••••• P•••••••• P•••••••• L••	Former SEC adviser	May 4, 2017	Mar 31, 2023	no	PARAMUS, NJ\|VERONA, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••• P•••••••• L••	L•• F•••••••• L••	Mar 31, 2023	Mar 30, 2023	-1	Firm change	RIA to ibd
J••• M••••• S••••••••• L••	P•••••• P•••••••• P•••••••• L••	May 9, 2017	May 4, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
165616:6413:NJ:2023-03-31	Mar 31, 2023	Mar 30, 2023	VERONA, NJ	Firm change
79:165616:NJ:2017-05-09	May 9, 2017	May 4, 2017	VERONA, NJ	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 30, 2023 to presentfactForm ADV
→ P•••••• P•••••••• P•••••••• L••Registered adviserregistration: previous registration
May 4, 2017 to Mar 31, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to May 9, 2017factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b709bc11-76ee-6502-adee-3ce2317b00d2
First observed: Mar 9, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.