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RIA / WealthAdvisorCertified Financial Planner37 years in industry

KEITH ALLEN SCHOEPKE

Advisor at WYNSTONE INVESTMENT ADVISORS, LLC.

CRYSTAL LAKE, IL

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Search this name across graphsid dfx:ria:b70c562a-508b-d285-d863-ae5187a641d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WYNSTONE INVESTMENT ADVISORS, LLC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 3, 1989
First registration: Apr 17, 2006
Dual registered: no
IAPD individual key: 1967197

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WYNSTONE INVESTMENT ADVISORS, LLC.	State registered	Aug 17, 2012	n/a	yes	CRYSTAL LAKE, IL	Current employment
WYNSTONE INVESTMENT ADVISORS, LLC.	State registered	Aug 17, 2012	Jan 19, 2023	no	CRYSTAL LAKE, IL	Previous registration
OPTIMUM INVESTMENT ADVISORS, LLC	Former SEC adviser	Mar 23, 2009	Mar 5, 2012	no	CHICAGO, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	Oct 22, 2008	no	MOUNT PROSPECT, IL	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Jul 13, 2007	Oct 1, 2008	no	MOUNT PROSPECT, IL\|CHICAGO, IL	Previous registration
LASALLE FINANCIAL SERVICES, INC.	n/a	Apr 17, 2006	Jun 1, 2007	no	CHICAGO, IL\|SOUTH BARRINGTON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPTIMUM INVESTMENT ADVISORS, LLC	WYNSTONE INVESTMENT ADVISORS, LLC.	Mar 5, 2012	Aug 17, 2012	165	Firm change	Other
J.P. MORGAN SECURITIES LLC	OPTIMUM INVESTMENT ADVISORS, LLC	Oct 22, 2008	Mar 23, 2009	152	Firm change	Other
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
LASALLE FINANCIAL SERVICES, INC.	J.P. MORGAN SECURITIES INC.	Jun 1, 2007	Jul 13, 2007	42	Firm change	Other

Relationships

Registered with (5)

→ WYNSTONE INVESTMENT ADVISORS, LLC.Registered adviserregistration: previous registration
Aug 17, 2012 to Jan 19, 2023factForm ADV
→ OPTIMUM INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 23, 2009 to Mar 5, 2012factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to Oct 22, 2008factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Jul 13, 2007 to Oct 1, 2008factForm ADV
→ LASALLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 17, 2006 to Jun 1, 2007factForm ADV

Dated events

No dated event names this entity yet.