RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•••• S•••••••
- W••••••• I••••••••• A•••••••• L••• state registered currentsince Aug 17, 2012 · Crystal Lake, Il
- W••••••• I••••••••• A•••••••• L••• state registeredAug 17, 2012 to Jan 19, 2023 · Crystal Lake, Il
- O•••••• I••••••••• A•••••••• L•• formerMar 23, 2009 to Mar 5, 2012 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2008 to Oct 22, 2008 · Mount Prospect, Il
- J••• M••••• S••••••••• I••• unclassifiedJul 13, 2007 to Oct 1, 2008 · Mount Prospect, Il
- L•••••• F•••••••• S•••••••• I••• unclassifiedApr 17, 2006 to Jun 1, 2007 · Chicago, Il
- O•••••• I••••••••• A•••••••• L•• to W••••••• I••••••••• A•••••••• L•••left Mar 5, 2012, registered Aug 17, 2012 (165 days) · Other
- J••• M••••• S••••••••• L•• to O•••••• I••••••••• A•••••••• L••left Oct 22, 2008, registered Mar 23, 2009 (152 days) · Other
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
- L•••••• F•••••••• S•••••••• I••• to J••• M••••• S••••••••• I•••left Jun 1, 2007, registered Jul 13, 2007 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address