DFX Intelligence

S•••• G•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

S•••• G•••• B•••••••

Advisor at R•••••••• L••

PALO ALTO, CA | Danville, CA

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Search this name across graphsid dfx:ria:b710e81f-d1a0-8458-f9b1-262b0fc04061

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 7, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• L••	Independent wealth	Sep 6, 2022	n/a	yes	PALO ALTO, CA\|Danville, CA	Current employment
H••••••• C•••••• M••••••••• I•••	Former SEC adviser	Aug 10, 2012	Dec 3, 2021	no	DANVILLE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• C•••••• M••••••••• I•••	R•••••••• L••	Dec 3, 2021	Sep 6, 2022	277	Firm change	Other
K••• I••••••••• M••••••••• I•••	H••••••• C•••••• M••••••••• I•••	Mar 29, 2004	Jun 2, 2011

Relationships

Registered with (3)

→ R•••••••• L••Registered adviserregistration: current employment
Sep 6, 2022 to presentfactForm ADV
→ H••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2012 to Dec 3, 2021factForm ADV
→ K••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 5, 2004 to Mar 29, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b710e81f-d1a0-8458-f9b1-262b0fc04061
First observed: Jan 5, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.