DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 19, 2019 | n/a | yes | RALEIGH, NC | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 10, 2008 | Oct 17, 2012 | no | ATLANTA, GA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 14, 2008 | Nov 6, 2008 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 17, 2012 | Nov 19, 2019 | 2,589 | Firm change after gap | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Nov 6, 2008 | Nov 10, 2008 | 4 | Bulk transfer | Other |